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Roundtree v. Chase Bank USA, N.A.

United States District Court, Ninth Circuit

December 18, 2013

CHASE BANK USA, N.A., Defendant.


MARSHA J. PECHMAN, Chief District Judge.

This matter comes before the Court on Plaintiff Brian Roundtree's motion to seal his motion for summary judgment and all supporting documentation and Defendant's motion to seal a portion of the supporting documentation in its own motion for summary judgment. Having reviewed the motions (Dkt. Nos. 33, 37), responses (Dkt. Nos. 44, 46), reply (Dkt. No. 48) and all related papers, the Court GRANTS Plaintiff's motion in part and DENIES it in part (Dkt. No. 37); the Court DENIES Defendant's motion (Dkt. No. 33).


There is a strong presumption in favor of public access to the Court's files. See e.g. Local Rules W.D. Wash. LCR 5(g). This presumption is especially strong when it comes to the public's access to documents attached to dispositive motions and, as is the case here, the dispositive motion itself. Kamakana v. City and County of Honolulu , 447 F.3d 1172, 1179 (9th Cir. 2006). Unlike the lesser "good cause" standard for non-dispositive motions, parties must meet a "compelling reasons" standard to obtain a court order sealing documents attached to a summary judgment or other dispositive motion. Foltz v. State Farm Mutual Automobile Insurance Co. , 331 F.3d 1122, 1136 (9th Cir. 2003). To induce this Court's protection, "the party must articulate[ ] compelling reasons supported by specific factual findings, ' that outweigh the general history of access and the public policies favoring disclosure, such as the public interest in understanding the judicial process." Kamakana , 447 F.3d at 1179 (internal citations omitted). A motion to seal must be narrowly tailored. Foltz , 331 F.3d at 1135.

A. Plaintiff's motion to seal summary judgment record

Plaintiff asks the Court to seal his entire summary judgment record because the parties stipulated to non-disclosure and he participated in Chase's discovery efforts without limitation. (Dkt. No. 37 at 2.) He also suggests, "Roundtree simply requests that this information and his private matters remain out of the public eye." (Id.) In total, he asks the Court to seal over one hundred pages, including the summary judgment motion's discussion of legal principles on all of his claims.

The Court finds Plaintiff does not show, with the required particularity, specific prejudice or harm that will result if the information is disclosed. "Simply mentioning a general category of privilege, without any further elaboration or any specific linkage with the documents, does not satisfy the burden." Kamakana , 447 F.3d at 1184. Moreover, Plaintiff has "failed to state what harm [it] would experience if this material were publicly disclosed or to provide any specific reasons, supported by facts, that could outweigh the public policy favoring public access to court filings." Digital Reg of Texas, LLC v. Adobe Sys. Inc., 2013 WL 4049686, at *1 (N.D.Cal. Aug. 8, 2013). Apart from failing to establish a compelling interest, Plaintiff's means of protecting that purported interest -the sealing of an entire dispositive motion, including the legal argument- is suspect. Less restrictive means, including redaction, should have been considered. The Court DENIES the motion to seal the entire summary judgment record without prejudice.

The Court does however GRANT the motion as it pertains to portions of the Douglas Cameron declaration. The internal event-detail screen shots pertaining to Mr. Roundtree's account and that of another customer contain proprietary and private information about Chase's fraud investigations. The Court finds protecting this information from public scrutiny is a compelling interest. Because Plaintiff has filed these papers in a larger file, not all of which merit sealing, the Court orders the following: within 10 days of this order, Plaintiff is directed to re-file the Declaration of Douglas Cameron with pages 20-26 and 35-41 redacted. Once that has been filed, the Court directs the Clerk to unseal Dkt. No. 40, except for Dkt. No. 40-1, which contains the proprietary information discussed in this paragraph.

B. Defendant's motion to seal

In accordance with the parties' stipulated protective order, Defendant moves to seal the deposition transcript of Plaintiff. (Dkt. No. 33.) The deposition discusses a wide range of topics including Mr. Roundtree's education and background, his interactions with Chase, and his visits to adult entertainment clubs, including the Baghdad Club where the events described in his complaint allegedly occurred. (Dkt No. 36.) Mr. Roundtree urges the Court to grant the motion because he claims the topics discussed in the deposition could be potentially embarrassing, damage his reputation, and harm his business relationships. For the same reasons discussed above, the failure to identify a compelling interest and narrowly tailor the request to less restrictive means (such as redaction), the motion is DENIED.


With the exception of portions of the Douglas Cameron declaration (Dkt. No. 40), which contains proprietary information, the Court finds no compelling basis to seal Plaintiff's entire summary judgment motion. His motion to seal is therefore GRANTED as to the portions of the Douglas Cameron declaration identified above, but otherwise DENIED. (Dkt. No. 37.) Defendant's motion to seal is DENIED because it also fails to show a compelling interest nor is it narrowly tailored. (Dkt. No. 33.)

The Clerk is directed to unseal the following: Dkt. Nos. 35, 36, 37, 38, and 39. As to, the Declaration of Douglas Cameron (Dkt. No. 40), Plaintiff is directed to re-file the declaration with pages 20-26 and 35-41 redacted (those identified in Defendant's response to Plaintiff's motion to seal). Once that has been ...

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